Securities Litigation

Managing securities litigation, secondary market liability, alleged fraud, and regulatory defense.

At Rosemount Law, our securities litigation practice is marked by a deep understanding and expertise in the field. We specialize in defending against a wide spectrum of allegations related to securities law violations, including insider trading, fraud, and other forms of financial misconduct.

Our regulatory defense practice is adept at navigating investigations and enforcement proceedings, particularly those initiated by the Capital Markets Tribunal and CIRO (formerly IIROC and MFDA).

Recognizing the unique aspects of each case, we deliver customized legal strategies in securities litigation.  Our goal is always to secure the best possible outcomes for our clients, while also being mindful of reducing time and costs involved.

Clients at Rosemount Law benefit from comprehensive and focused legal support. Our practice is equipped to handle both straightforward and intricate securities issues, including those spanning multiple jurisdictions. We combine the extensive knowledge typically associated with larger firms with the personalized attention and care of a boutique practice. This fusion ensures that our clients receive detailed, individualized legal assistance tailored to their specific securities law needs.

Lawyers specialized in
Securities Litigation
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We will help you with:
Regulatory defense
Secondary claims
Regulatory investigations
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